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Sanctions Lists Risk Categorization

Updated over 7 months ago

Being on a sanctions list means various restrictions and risks such as asset freezes, travel bans, or trade bans. Please refer below for more details.

1. Asset Freezes

  • What it means: Any funds, bank accounts, or other financial assets owned or controlled by the sanctioned party are frozen—they can’t be accessed, moved, or used.

  • Who enforces this: Banks, financial institutions, and companies are required to check if someone is on a sanctions list and freeze their assets accordingly.

  • Example: A sanctioned individual cannot withdraw money from a bank account in the US, UK, or EU.

2. Travel Bans

  • What it means: The sanctioned person is banned from entering or transiting through the countries enforcing the sanctions.

  • Who it affects: This typically applies to government officials, military leaders, or individuals accused of serious crimes like terrorism, corruption, or human rights violations.

  • Example: A general from a sanctioned regime may be blocked from entering any EU country.

3. Trade Bans / Export & Import Restrictions

  • What it means:

    • Prohibition on selling goods, technology, or services to the sanctioned person or entity.

    • Prohibition on buying goods from them as well.

  • Who enforces this: Customs authorities, trade departments, and companies involved in international trade.

  • Example: A company on the list may not be able to buy advanced electronics from European suppliers or sell oil to the US.

4. Financial Restrictions

  • What it means:

    • Prohibition on providing loans, insurance, investments, or financial services to sanctioned persons/entities.

    • Banks may also be restricted from processing transactions involving them.

  • Example: A bank cannot open an account for a sanctioned individual or process wire transfers for them.

5. Sectoral Sanctions

  • What it means: These target specific industries (like defense, energy, banking) rather than individuals.

  • Example: Restrictions on Russian energy companies from accessing Western financing or technology.

6. Arms Embargoes

  • What it means: Prohibition on selling weapons or military equipment to or from the sanctioned party.

  • Who it affects: Countries, arms manufacturers, or groups involved in armed conflict.

  • Example: A country under UN sanctions may not legally purchase fighter jets from other countries.

7. Diplomatic Restrictions

  • What it means: Cutting off or limiting diplomatic relations—like suspending embassies or official government visits.

  • Example: A country's officials may not be allowed to attend international summits.

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